...3 rd Qtr results are still a month away so Shorters still have time to cover .
|
SGR - T |
2011-09-30 |
460,136 |
-34,745 |
0.15 |
|
|
|
|
SGR - T |
2011-09-15 |
494,881 |
135,374 |
0.16 |
|
|
|
|
SGR - T |
2011-08-31 |
359,507 |
-66,280 |
0.12 |
Periodic Filing
If the information in the periodic filing
is “material”, notify IIROC Market Surveillance,
in addition to the areas listed below.
1
Quarterly financial statements
and interim MD&A
2
• Within 45 days of the end of
1
st, 2nd and 3rd
financial quarter
• If a registered holder or beneficial
owner requests interimfinancial
statements theymust be sent by the
later of (a) 10 calendar days after the
filing deadline, or (b) 10 calendar days
after the issuer receives the request
TSX Compliance & Disclosure
Securities Commissions
Securityholders
3
> SEDAR
®4
> SEDAR
®4
> Mail or electronic delivery
Annual report
Within 90 days of financial year-end if
it includes annual financial
statements
TSX Compliance & Disclosure
Securityholders
3
> SEDAR
®4
> Mail or electronic delivery
Annual Information Form (AIF)
5
Within 90 days of financial year-end Securities Commissions
Securityholders
> SEDAR
®4
> Upon request
Notice of record date
and meeting date
At least 25 days before record date
(Record date must be set 30 to 60
days before the meeting)
Securities Commissions
TMX Datalinx
Canadian Depository for Securities
> SEDAR
®4
> SEDAR
®4
or
> F (416) 947-4708
> Via transfer agent, or
> F (514) 848-6039
Change in issued and
outstanding securities
(Form 1)
7
• Within 10 days after month-end
in which change occurred
• File 'nil' report quarterly
if no change has occurred
TSX Listed Issuer Services > TSX SecureFile
Corporate governance
disclosure
10
• Annually
• In issuer's information circular
6
• AIF if no circular
Securityholders > Mail or electronic delivery
> Upon request
Security based compensation
arrangement disclosure
11
• Annually
• In issuer's information circular
6
• AIF if no circular
Securityholders
TSX Listed Issuer Services
> Mail or electronic delivery
> Upon request
> SEDAR
®4
Mailing of notice of
securityholder meetings and
management proxy solicitation
information circular
6
At least 21 days prior to meeting date
(Annual meeting must be held within
6 months of the fiscal year-end)
TSX Listed Issuer Services
Securities Commissions
Securityholders
> SEDAR
®4
> SEDAR
®4
> Mail or electronic delivery
Dividend or distribution
declaration (cash and stock)
(Form 5)
7
• Immediately after declaration and
at least 7 trading days before record
date
• News release
TMX Datalinx
IIROC Market Surveillance
8
News Service
9
> TSX SecureFile
> T (416) 646-7220 or F (416) 646-7263
CEO and CFO Certification
Concurrently with filing AIF
and interim filings
Securities Commissions > SEDAR
®4
Voting results
Promptly following
securityholder meeting
Securities Commissions > SEDAR
®4
Annual financial statements
and annual MD&A
2
• Within 90 days of financial year-end
• If a registered holder or beneficial
owner requests annual financial
statements theymust be sent by the
later of (a) 10 calendar days after the
filing deadline or (b) 10 calendar days
after the issuer receives the request
TSX Compliance & Disclosure
Securities Commissions
Securityholders
3
> SEDAR
®4
> SEDAR
®4
> Mail or electronic delivery....................